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Friday, 28 November 2014

The power of NMR: in two and three dimensions

In Short
  • Two dimensional NMR experiments use a sequence of two or more pulses with a variable time delay to generate spectra 
  • COSY spectra clarify where the protons are in a molecule 
  • Two and three dimensional NMR are used to solve protein structureS

Soon after its discovery in the 1950s, NMR had become an indispensable tool for chemists. In the 1970s and 1980s, the power of the technique was extended from one dimension to two and even three dimensions, opening up exciting applications in both chemistry and biochemistry. Geoff Brown 
The success of one dimensisnal, high-resolution NMR stems from the unique insights that it can provide about molecular structure. The chemical shift of a nucleus gives invaluable information about the chemical environment in which that nucleus is located. Coupling interactions between hydrogen nuclei, as revealed by characteristic splitting patterns in the 1H-nmr spectrum, provide information about the location of one group of hydrogen atoms relative to others in the molecule. And the nuclear Overhauser effect (nOe) can shed light on molecular stereochemistry.  
The concept of two dimensional NMR spectroscopy was first put forward in 1971 by Belgian scientist Jean Jeener, working at the Université Libre de Bruxelles. The principles behind this technique evolved naturally from the pulsed-Fourier transform (FT) experiment, but what benefits has this technique brought?3,4 

Two dimensional NMR  

In the one dimensional pulsed-FT experiment, a spinning nucleus is placed in a magnetic field; it is then excited from a lower energy state to a higher state by a pulse of radiofrequency radiation. This pulse generates a simultaneous response from all the different resonances which are present in the molecule, and these responses must then be disentangled from one another, by a Fourier transformation, to produce an nmr spectrum.  
In the corresponding two dimensional NMR experiments, excitation is achieved by a sequence of two or more pulses. In addition, there is one (or more) variable delay period between these pulses. To generate the second dimension, this pulse sequence is repeated many times, and the length of the variable delay is increased each time. After Fourier transformation, we obtain a dataset which consists of a series of one dimensional nmr spectra. Each spectrum differs subtly from its predecessor, as a result of changes which have occurred during the incremental delay.  

Fig 1  The 1H-1H COSY spectrum of the amonio acid isoleucine
Fig 1 The 1H-1H COSY spectrum of the amonio acid isoleucine

By applying a second Fourier transformation to the dataset, along the 'axis' of the variable delay, and therefore orthogonal to the first transformation, we obtain the two dimensional nmr spectrum. This spectrum retains the chemical shift information of the one dimensional nmr spectrum along the horizontal axis (obtained from the first Fourier transformation) as well as providing new information about a second nmr parameter in the vertical dimension (the new dimension 'reports' solely on whatever kind of 'evolution' has occurred during the incremental delay as revealed by the second Fourier transformation). The strength of two dimensional NMR spectroscopy is its ability to provide 'correlations' between any two sets of nmr parameters, enabling couplings or nOes to be established in a more efficient or less ambiguous way than was previously possible.  

COSY for chemists 

Hundreds of two dimensional NMR experiments have been described over the past 20 years, all of which are designed around the same basic principles: ieall contain multiple pulses and at least one variable inter-pulse delay. However, only a handful of these techniques have stood the test of time and continue to find routine application today.  
The most commonly-encountered modern two dimensional NMR technique is homonuclear shift-correlation spectroscopy (COSY), which presents 1H chemical shift data on both the horizontal and vertical axes. The COSY experiment establishes 'connections' between protons via their mutual couplings, as shown in Fig 1  (the two dimensional COSY spectrum of the amino acid, isoleucine). The most easily attributable hydrogen resonance in the one dimensional 1H-nmr spectrum of isoleucine (Fig 2) is the gamma-proton at 3.5 ppm.1 This proton has a characteristic chemical shift, owing to the substitution of a nitrogen atom at the methine carbon (protons attached to a carbon bearing such an electronegative atom have a predictable chemical shift in the 3-5 ppm range).  
As expected, the gamma-proton in Fig 2 is also split into two peaks, as a result of coupling to the single proton in the neighbouring CH group (explained by the ' n+1' rule ). However, it is not immediately obvious which peak in the one dimensional 1H-nmr spectrum of isoleucine corresponds to this CH neighbour, nor is it trivial to continue the analysis of this spectrum any further past this point in the molecule. 

Fig 2  The 1H-nmr spectrum of isoleucine
Fig 2 The 1H-nmr spectrum of isoleucine
Fortunately, the two dimensional 1H-1H COSY spectrum of isoleucine provides direct answers to these questions, without requiring a lengthy analysis of all the complex splitting patterns presented by the remaining protons in the rest of the molecule. To interpret the two dimensional nmr spectrum (Fig 1), first draw a line horizontally, starting from the gamma-proton of isoleucine, which resonates at 3.5 ppm in both dimensions of the 'diagonal' (running from bottom left to top right). This line intersects an 'off-diagonal' peak at 1.9 ppm (red lines), thus revealing this to be the chemical shift of the adjacent methine hydrogen (which is coupled to the alpha-proton through three bonds). The same process can be repeated twice more to assign all the other proton chemical shifts in isoleucine.  
Thus, if a second line is drawn horizontally, this time starting from the diagonal at 1.9 ppm, a further three 'connections' are revealed to adjacent protons at 1.3, 1.1 and 0.9 ppm (blue lines). The protons at 0.9 ppm correspond to the attached methyl group, which is a doublet. The protons at 1.3 and 1.1 ppm are associated with the next CH2 in the chain. Both of these protons share further couplings with the second methyl group at the end of the chain (a triplet centred at 0.8 ppm), as indicated by the green lines in Fig 1. This then completes the 'connection' of all the hydrogen atoms in isoleucine - without reference to splitting patterns or chemical shift. 

Other two dimensional experiments 

Other useful two dimensional NMR experiments include the family of heteronuclear correlation experiments: 13C-1H COSY, HSQC, HMQC and HMBC. All of these connect the chemical shifts of two different nuclei (most commonly 13C and 1H), which are represented on separate axes of the two dimensional plot.  
Fig 3 One dimensional 13C-nmr spectrum of isoleucine
Fig 3 One dimensional 13C-nmr spectrum of isoleucine
Figure 3 shows the one dimensional 13C-nmr spectrum of isoleucine, which presents six resonances, one for each carbon. Figure 4 illustrates the corresponding 13C-1H COSY spectrum with the one dimensional 13C-nmr spectrum superimposed on the horizontal axis and a one dimensional 1H-nmr spectrum projected along the vertical axis. (Note that the carbon peak at 175 ppm, corresponding to the carboxylic acid group, has not been included in the plot because it has no hydrogens directly attached.)  

As for the homonuclear proton-proton COSY experiment, the analysis of a heteronuclear correlation experiment is a straightforward matter, requiring horizontal and vertical lines to be drawn to 'connect' together 13C and 1H resonances. Thus, moving horizontally across the 13C-1H COSY spectrum at a proton chemical shift of 3.5 ppm leads to an intersection with a peak located at 60 ppm in the 'second' (13C) dimension, as shown by the red lines in Figure 4. Because this experiment has been set up to detect carbons and protons which are connected to one another by a single bond, the interpretation of this two dimensional nmr correlation is that the resonance appearing at 60 ppm in the 13C-nmr spectrum must correspond to the  alpha -carbon.  
Admittedly, we might have predicted this assignment, based on the knowledge that the chemical shift of a functional group in 13C-nmr is roughly 20 times the corresponding 1H chemical shift. However, it would be difficult to assign conclusively any of the remaining four carbon resonances in Figure 4 by looking at the one dimensional 13C-nmr spectrum alone.  

Fig 4 13C-1H COSY spectrum of isoleucine with one dimensional 13C- and 1H-nmr spectra superimposed on horizontal and vertical axes respectively
Fig 4 13C-1H COSY spectrum of isoleucine with one dimensional 13C- and 1H-nmr spectra superimposed on horizontal and vertical axes respectively
Since all the proton assignments for isoleucine are already known from analysis of the 1H-1H COSY spectrum (Fig 1), it is relatively easy to assign each of these carbon resonances, based on the known chemical shifts of the attached hydrogens. Thus, the blue lines in Fig 4 identify the carbon at 36 ppm as belonging to the next CH in the chain - because it is bonded to the hydrogen at 1.9 ppm. Similarly, the green lines show that the carbon at 25 ppm is bonded to two hydrogens at 1.1 and 1.3 ppm, thereby proving this to be the next CH in the chain. (I leave the 13C assignments of the remaining two methyl groups, at 11 and 15 ppm for the reader.) 
The third two dimensional NMR experiment to find routine use in solving the structure of organic compounds is nuclear Overhauser enhancement spectroscopy (NOESY). This technique measures nuclear Overhauser enhancements (nOes) for protons which are spatially close to one another in a format which appears superficially similar to that of COSY. 
However, the pattern of off-diagonal peaks in the NOESY experiment provides information about the arrangement of hydrogen atoms in space, rather than the pattern of their covalent bonding. When NOESY is used in conjunction with the foregoing two dimensional NMR experiments, it is often possible to obtain enough information and constraints about the relationships between all the 1H and 13C nuclei in a molecule of unknown structure, so that only one molecular structure is logically permissible. 

Protein NMR spectroscopy in three dimensions 

A protein is a linear polymer of amino acids (eg isoleucine) which are joined together by peptide bonds (see Fig 5). Proteins are typically several orders of magnitude larger than the small organic molecules for which the original two dimensional NMR experiments were designed. However, proteins are constructed from the same elements as small organic molecules: primarily, hydrogen, carbon, nitrogen and oxygen, so the same nmr theory applies.  
The main difficulty in analysing the one dimensional 1H-nmr spectrum of a protein is that it contains a very large number of peaks crowded into a narrow chemical shift range between 0-10 ppm. This inevitably results in a high degree of accidental peak overlap. As a result, it is necessary to apply multidimensional NMR techniques (two-, three- and even four-dimensions) to the study of proteins. The higher dimensions effectively 'spread' these congested resonances out over a much larger area (for two dimensional NMR), or volume (for three dimensional NMR) - thereby drastically reducing the probability of accidental peak overlap. 
Fig 5  The 'backbone' of a protein from an NMR viewpoint (R = amino acid side chain)
Fig 5 The 'backbone' of a protein from an NMR viewpoint (R = amino acid side chain)
Kurt Wüthrich was the first person to solve a protein structure by NMR in 1984.  He used the same two dimensional NMR techniques which had been developed previously for small organic molecules by fellow Swiss scientist, Richard Ernst,  who was awarded the Nobel prize for chemistry in 1992 for his work in this area. (In 2002, Wüthrich was also awarded the Nobel prize in chemistry for his achievements in developing NMR for the study of proteins.)  
Wüthrich first assigned each resonance in the 1H-nmr spectrum of the protein BPTI to a specific hydrogen nucleus, using experiments such as COSY, which established 'connections' between protons made through covalent bonds. He then determined the overall three dimensional structure of the protein by making use of correlations observed in a NOESY experiment. Because the nuclear Overhauser effect probes 'connections through space', rather than through bonds, it identifies protons which are brought into close proximity to one another by virtue of the folding of the protein, even though these protons may be quite distant in the linear sequence (see Fig 5). Given sufficient nOe-derived 'distance constraints', it then became possible to reconstruct the three dimensional shape of the BPTI protein. This reconstruction generally requires the use of computers, which convert the large number of nOe-derived distance restraints into energy terms, and then minimise the energy of the system as a whole. Such an approach typically results in an ensemble of structures, depending on which initial conditions are used by the computer algorithm. These structures overlap in highly ordered regions of the interior of the BPTI protein, but there is less convergence in more disordered regions on the surface. 
Protein NMR spectroscopy has evolved rapidly since Wüthrich's first experiments more than two decades ago. Nowadays, it is common practice to study proteins which have been isotopically-labelled,* subjecting them to a variety of three dimensional multinuclear NMR experiments.  
*Proteins labelled by 13C and 15N are normally produced by recombinant expression of the relevant gene in a host, such as E. coli, which is grown on a minimal medium, enriched with the desired isotopes (typically, supplied as [U-13C]-glucose and 15NH4Cl).
The modern strategy for solving the structure of a protein by NMR begins with the NH protons in the peptide bond (Fig 5). For a reasonable sized protein many NH resonances will be crowded into a narrow region of the one dimensional 1H-nmr spectrum between 6-10 ppm, and there will inevitably be a high degree of overlap. However, the probability of overlap is greatly reduced by the introduction of not just a second, but also a third dimension.    
Fig 6 a 3D-HNCO spectrum, which represents each of the H, N, and C atoms in a peptide linkage as an elipsoid in three dimensional space
Fig 6 a 3D-HNCO spectrum, which represents each of the H, N, and C atoms in a peptide linkage as an elipsoid in three dimensional space

© Reinhard Bunkel/sciencesoft.net
In the case of the three dimens-ional NMR 'HNCO' experiment these two extra dimensions correspond to the chemical shift of the nitrogen atom to which this hydrogen is attached (labelled by 15N), and to that of the adjacent C=O group in the peptide bond (labelled by 13C). As well as serving to reduce the probability of overlap for NH protons, this experiment also 'connects together' all the proton, nitrogen and carbon resonances in a peptide bond. Thus, each of the various peptide bonds in a protein appears individually as a small sphere in the HNCO experiment shown in Fig 6. The limits of this experiment are set by a cube which is defined by three orthogonal axes corresponding to the chemical shifts of mutually-coupled 1H, 15N and 13C nuclei. Many other three dimensional NMR experiments have been developed for the study of proteins over the past two decades. However, only a few of these, such as HNCA and HN(CO)CA, which when used together with HCNO allow the assignment of all the carbon, hydrogen and nitrogen resonances in the backbone of a protein, continue to find routine use.  


1. G. Brown, Educ. Chem., 2008, 45(4), 108.
2. J. Jeener, Ampere International Summer School, Basko Polje, Yugoslavia, 1971.
3. R. R. Ernst, G. Bodenhausen and A. Wokaun, Principles of nuclear magnetic resonance in one and two dimensions. Oxford: Clarendon, 1987.
4. T. D. W. Claridge, High-resolution NMR techniques in organic chemistryTetrahedron organic chemistry series, Vol 19. Amsterdam: Elsevier, 2004.
5. K. Wüthrich, Angew. Chem. Int. Edn, 2003, 42, 3340.

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Supramolecular “containers”: self-assembly and functionalization of thiacalix[4]arenes for recognition of amino- and dicarboxylic acids

RSC Adv., 2014,4, 3556-3565

DOI: 10.1039/C3RA44052D


New p-tert-butylthiacalix[4]arenes containing amide, tertiary amine and ammonium fragments incone conformation were synthesized and characterized. The interaction of the p-tert-butylthiacalix[4]arenes with amino-, dicarboxylic acids and EDTA was studied by electron spectroscopy. The ability of the synthesized thiacalix[4]arenes to form supermolecules and supramolecular associates with guests was shown by dynamic light scattering. The formation of commutative and cascade supramolecular systems based on amphiphilic macrocycles was studied by UV spectroscopy and dynamic light scattering. It was shown that thiacalix[4]arene containing quaternary ammonium fragments with three methyl groups at the nitrogen form associates – “containers” containing glutamic acid as a guest.

Graphical abstract: Supramolecular “containers”: self-assembly and functionalization of thiacalix[4]arenes for recognition of amino- and dicarboxylic acids


The 2D NMR experiment belongs as well to the Fourier transform spectroscopy than to the impulsion one and relies on a sequence of three time intervals: preparation, evolution and. In some experiment another time interval is added before the detection: the mixing time.
Fig.8 : Scheme for time pulse in a 2D NMR experiment

The preparation time

Upon the preparation time the spin system under study is firstly prepared, for example it is submitted either to a decoupling experiment or just to a transverse magnetization by the means of a 90° impulsion. It allows the excited nuclei to get back their equilibrium state between two successively executed pulse 

The 2D NMR - The idea of JEENER

The idea of Jeener consists in the stepwise increasing of the evolution time  .
This will allow to get an NMR signal under the aspect of a sampling of free precession signals of the  type. These FID will differ from each other only by the  period duration written under a matricial form
s(   ). The  delay is the time between the first and the second pulse.
Fig. 9 : Sampling of signals of free precession of the type s(t2)
The first Fourier transform as a function of  gives us an interferogram of the form  (Fig. 10)
Fig. 10 : Interferogram of the form s(t2, w1)
A second Fourier transform, versus the second variable  , gives an NMR spectrum with two frequencies dimensions F1 and F2.
The result of this two fold Fourier transform does not get two spectra  and  but only one spectrum as a function of two independent frequencies, exhibiting a peak with the coordinates  . Thus, an aimantation evolving with the frequency  in the time course  has been converted in another coherence evolving with the frequency  during the period  .
Fig. 11 : NMR spectrum in two dimensions following the second Fourier transform
This double Fourier transform in both dimension yields thus a matrix  (spectrum 3).

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Gizo, on Ghizo Island, is the capital of the Solomon Islands’ far-flung Western Province, a paradise of coral cays, atolls, lagoons and volcanic islands east of Papua New Guinea where, on a rainy day in late July, crowds flocked to the local netball court for the opening of the inaugural Akuila Talasasa Arts Festival.

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